UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (1) | 03/09/2022 | 02/09/2027 | Class A Common Stock | 6,266,667 | $ 11.5 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SILVERBOX ENGAGED SPONSOR LLC 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
X | |||
SilverBox Capital LLC 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
X | |||
Reece Joseph E 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
X | |||
Kadenacy Stephen M 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
X |
/s/ Joseph Reece, as Authorized Signatory of SilverBox Capital LLC, as managing member SilverBox Engaged Sponsor LLC | 02/08/2022 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Reece, as Authorized Signatory of SilverBox Capital LLC | 02/08/2022 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Reece | 02/08/2022 | |
**Signature of Reporting Person | Date | |
/s/ Stephen Kadenacy | 02/08/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities of BRC Inc. ("PubCo") received in connection with the business combination of SilverBox Engaged Merger Corp I ("SilverBox-Engaged") and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among SilverBox-Engaged, Authentic Brands, PubCo and the other entities party thereto. |
(2) | SilverBox Engaged Sponsor LLC is the record holder of the securities reported herein. SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, Mr. Joseph Reece and Mr. Stephen Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the securities held directly by SilverBox Engaged Sponsor LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly. |