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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SILVERBOX ENGAGED SPONSOR LLC 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
Former 10% Owner | |||
SilverBox Capital LLC 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
Former 10% Owner | |||
Reece Joseph E 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
Former 10% Owner | |||
Kadenacy Stephen M 1250 S. CAPITAL OF TEXAS HIGHWAY, BUILDING 2, SUITE 285 AUSTIN, TX 78746 |
Former 10% Owner |
Joseph Reece, as Authorized Signatory of SilverBox Capital LLC, as managing member SilverBox Engaged Sponsor LLC | 08/10/2022 | |
**Signature of Reporting Person | Date | |
Joseph Reece, as Authorized Signatory of SilverBox Capital LLC | 08/10/2022 | |
**Signature of Reporting Person | Date | |
Joseph Reece | 08/10/2022 | |
**Signature of Reporting Person | Date | |
Stephen Kadenacy | 08/10/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner. |